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Smoking is a strong risk factor for cardiovascular diseases, cancer and several other chronic diseases. This report focuses on tobacco smoking, leaving out smokeless tobacco use.
The WHO has published standardized guidelines for measurement of smoking (1). Based on these guidelines, people can be classified as smokers or non-smokers; and these two main categories can be divided into number of sub-categories.
A smoker is a person who, at the time of the survey, smokes any tobacco product either daily or occasionally. i.e. smokers can be either daily or occasional smokers. A daily smoker is a person, who smokes any tobacco product at least once a day (except that people who smoke every day, but not on days of religious fasting, are still classified as daily smokers). An occasional smoker is a person, who smokes, but not every day. Occasional smokers can be reducers, continuing occasional smokers or experimenters. A reducer is a person, who used to smoke daily but now does no longer smoke every day. A continuing occasional smoker is a person who has never smoked daily, but who has smoked 100 or more cigarettes (or the equivalent amount of tobacco) and now smokes occasionally. An experimenter is a person who has smoked fewer than 100 cigarettes (or the equivalent amount of tobacco) and now smokers occasionally.
A non-smoker is a person who, at the time of the survey, does not smoke at all. Non-smokers can be ex-smokers, never-smokers or ex-occasional smokers. An ex-smoker is a person who was formerly a daily smoker but currently does not smoke at all. A never-smoker is a person who either has never smoked at all or has never been a daily smoker and has smoked less than 100 cigarettes (or the equivalent amount of tobacco) in his/her lifetime. An ex-occasional smoker is a person who was formerly an occasional, but never a daily smoker and who has smoked 100 or more cigarettes (or the equivalent amount of tobacco) in his/her lifetime.
In addition to smokers and non-smokers we can define ever smokers. An ever smoker is a person who has smoked at least 100 cigarettes (or the equivalent amount of tobacco) in his/her lifetime. For ever smokers there is a sub-category ever daily smokers. Ever daily smoker can be a currently daily smoker, reducer or ex-smoker.
In this subsection we review the smoking questionnaires used in the surveys considered in this report. We include in the review also other recent international recommendations for smoking questionnaires.
The smoking questionnaire in the WHO MONICA Project represents a compromise among different proposals and was derived from the WHO Cardiovascular Survey Methods questionnaire (2). According to the MONICA instructions, it can be self administered if it is sent to the home of the invited persons together with the invitation to the examination; or it can be administered by a technician or nurse at the screening site. The same procedure, however, should be applied throughout the study in the same centre.
Following is the WHO MONICA Project protocol for recording the smoking history (3):
SMOKING QUESTIONNAIRE (March 1992)
| 1. | Do you smoke cigarettes now? 1 = yes, regularly Go to 2. 2 = no Go to 5. 3 = occasionally Go to 3. |
|__| |
| 2. | On average, how many cigarettes do you smoke a day? Go to 8. Number: |
|__|__|__| |
| 3. | On how many days a week do you smoke cigarettes? 1 = usually on one day or less 2 = usually on 2 to 4 days 3 = almost every day |
|__| |
| 4. | On average, how many cigarettes do you smoke a day? Number: |
|__|__|__| |
| 5. | Did you ever smoke cigarettes regularly in the past? 1 = yes Go to 6. 2 = no Go to 10. |
|__| |
| 6. | When did you stop smoking cigarettes regularly? Year, 19-- | |__|__| |
| 7. | If in the last 12 months 1 = less than 1 month ago 2 = 1-6 months ago 3 = 6-12 months ago |
|__| |
| 8. | What is the highest average daily number of cigarettes you have ever smoked for as
long as a year? Number: |
|__|__|__| |
| 9. | How old were you when you began to smoke cigarettes regularly? Age: |
|__|__| |
| 10. | Have you ever smoked cigars/cigarillos? 1 = now smoke regularly Go to 11. 2 = no Go to 12. 3 = now smoke occasionally (less than one/day) Go to 11. 4 = used to, but not now Go to 12. |
|__| |
| 11. | How many do you smoke per week? Number: | |__|__|__| |
| 12. | Have you ever smoked a pipe? 1 = now smoke regularly Go to 13. 2 = no Go to 14. 3 = now smoke occasionally (less than once a day) Go to 13. 4 = used to, but not now Go to 14. |
|__| |
| 13. | About how many grams of tobacco do you smoke per week? Grams: |
|__|__|__| |
| 14. | To be completed by occasional and non-smokers only (i.e. when item 1 is coded 2 or 3): For how many hours, on average each day, are you closely subjected to other people's tobacco smoke? |
|__|__| |
The MONICA Manual (3) gives the following additional instructions for the above questionnaire:
Question 1. Do you smoke cigarettes now?
Code 1 if a regular cigarette smoker. Include subjects who smoke
hand-rolled cigarettes regularly.
Code 2 if a non-smoker, i.e. if a person does not smoke cigarettes at all (Go to 5)
Code 3 is used when the person smokes cigarettes but usually less than one cigarette per
day (Go to 3).
Question 2. On average, how many cigarettes do you smoke a day?
Code the average number of cigarettes smoked daily. Include subjects who smoke hand-rolled cigarettes regularly (Go to 8). If the answer to Question 2 is irrelevant, i.e. the answer to Question 1 = 2 or 3, draw a horizontal line through the boxes.
Question 3. On how many days a week do you smoke cigarettes?
Code 1 if usually on one day or less a week. Include "holiday
smokers" who smoke fairly regularly for a few weeks a year but only one day a week or
less for most of the year.
Code 2 if usually on 2-4 days a week.
Code 3 if almost every day.
Question 4. On average, how many cigarettes do you smoke a day?
Code the average number of cigarettes smoked per day. In many cases the answer is obtained by dividing the number of cigarettes smoked per week by 7 and rounding to the nearest whole number, i.e. if the subject usually smokes 3 cigarettes at most per week, code 000; if the subject smokes on average from 4 to 10 cigarettes per week, code 001; and if 20 cigarettes at the weekend, code 003.
This should only be answered by those who have answered 3 to Question 1, otherwise skip the question.
Draw a horizontal line through the boxes if this question is skipped.
NOTE: This question is the same as Question 2 but is not asked for the same subject. If
either one of the questions has been asked, the answer should be entered for Question 2 in
the data transfer format.
Question 5. Did you ever smoke cigarettes regularly in the past?
Code 1 if yes.
Code 2 if No (Go to 10).
This should only be completed for Non-smokers, i.e. Question 1 = 2 and for occasional smokers Question 1 = 3.
Draw a horizontal line through the box if this question is skipped.
Question 6. When did you stop smoking cigarettes regularly?
Enter the year of smoking cessation (if the subject cannot be sure of the exact year, please give an estimate).
Question 7. If in the last 12 months
Code 1 if less than 1 month ago
Code 2 if 1-6 months ago
Code 3 if 6-12 months ago.
This should only be answered for those who replied Yes to Question 5.
Draw a horizontal line through the boxes if this question is skipped.
Question 8. What is the highest average daily number of cigarettes you have ever smoked for as long as a year?
Code the number of cigarettes smoked per day. The purpose of this question is to get a round idea of how heavily the subject has smoked in the past.
Draw a horizontal line through the boxes if this question is skipped.
Question 9. How old were you when you began to smoke cigarettes regularly?
Code age in years.
Draw a horizontal line through the boxes if this question is skipped.
Question 10. Have you ever smoked cigars or cigarillos?
Code 1 if now smoke regularly
Code 2 if No (Go to 12)
Code 3 if now smoke occasionally (less than one/day)
Code 4 if used to, but not now (Go to 12).
Question 11. How many do you smoke per week?
Enter the actual number of cigars or cigarillos smoked per week.
Draw a horizontal line through the boxes if this question is skipped.
Question 12. Have you every smoked a pipe?
Code 1 if now smoke regularly
Code 2 if No (Go to 14)
Code 3 if now smoke occasionally (less than once a day)
Code 4 if used to, but not now (Go to 14)
Question 13. About how many grams of pipe tobacco do you smoke per week?
Enter the number of grams (1 ounce = 30 grams).
Draw a horizontal line through the boxes if this question is skipped.
Question 14. For how many hours, on average each day, are you closely subjected to other people's tobacco smoke?
To be completed for occasional and non-smokers only.
"Closely subjected" in this context implies that the subject is aware of seeing and smelling, or inhaling the tobacco smoke.
Try to estimate an average for the number of hours each day over the seven days of the week, as exposure to other people's tobacco smoke may vary throughout the week.
It does not matter that the answer for many subjects will be 00 or 01, as this question aims to determine the proportion of occasional and non-smoking subjects who are exposed to other people's tobacco smoke to a substantial degree.
In the Monitoring Project on Cardiovascular Disease Risk Factors in the Netherlands the following questions were used in the period from 1987 until 1991 (4).
Subjects were classified as current, former and non-smokers.
Current cigarette smoking was estimated from the questions.
Q1: Do you smoke?
Q2: How many cigarettes do you smoke per day?
Former cigarette smoking was estimated from the following question:
Q3: Have you ever smoked cigarette regularly?
Q4. At what age did you start cigarette smoking?
Q5: How many years did you smoke cigarettes?
Q6. How many cigarettes did you smoke on average per day?
Additional questions were about smoking cigar or pipe.
In the MORGEN-project following smoking questions were used (5):
Current cigarette smoking was estimated from the questions:
Q1: Do you smoke? (If not, but did in the past -> Q2)
Q2: How many cigarettes do you smoke on average per day?
Former cigarette smoking was estimated from the follwoing questions:
Q1: Do you smoke (if not, but did in the past -> Q4)
Q4: At what age did you start cigarette smoking?
Q5: Did you ever stop smoking for a period, after which you started again?
Q6: How many cigarettes did you smoke on average per day?
Z7: At what age did you stop smoking?
Additional questions were about smoking cigar or pipe and the use of filtered of non-filtered cigarettes.
The German Federal Health Survey 1998 used questions that incorporated the ones from the WHO guidelines and in addition addressed the issues of passive smoking and quitting of smoking (6).
| 1. | Have you previously smoked or are you presently smoking? | |||||||||||||||||||||||||||
| a) | Have never smoked (except for a few rare experiments) |
Go to 6. | ||||||||||||||||||||||||||
| b) | Smoke at present 1. yes, daily 2. yes, occasionally |
|__| | Go to 2. | |||||||||||||||||||||||||
| c) | Smoked previously, but not for at least a year Stopped at age: |
|__||__| |
||||||||||||||||||||||||||
| d) | Stopped in the past twelve months | |||||||||||||||||||||||||||
| How much did you previously smoke? cigarettes: cigars, cigarillos: pipes: |
|__||__| |__||__| |__||__| |
|||||||||||||||||||||||||||
| 2. | How old were you when you started smoking regulartly, even
in small quantities? Started to smoke at age: |
|__||__| |
||||||||||||||||||||||||||
| Only to be answered by smokers | ||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 3. | During the past 12 months, have you stopped smoking for a
day or longer, because you wanted to quit smoking? 1. Yes 2. No |
|__| | ||||||||||||||||||||||||||
| 4. | How much on average do you smoke per day? Cigarettes Cigars, cigarillos Pipes |
Quantity |__||__||__| |__||__||__| |__||__||__| |
||||||||||||||||||||||||||
| Only to be answered by former smokers | ||||||||||||||||||||||||||||
| 5. | Which were your most important reasons for quitting smoking:
Indicate three: Did not want to smell like a smoker Pregnancy Request of partner, parents, etc. Partner/colleague/friend has quit Wanted to get rid of addiction Spend money more reasonably Better role model for children Worried about own health Improved air quality at home/work site Get fit again Other reasons, specify |
|__| |__| |__| |__| |__| |__| |__| |__| |__| |__| |__| |
||||||||||||||||||||||||||
| To be answered by all | ||||||||||||||||||||||||||||
| 6. | During the day or in the evening, do you often
stay in room where people smoke
|
|||||||||||||||||||||||||||
| 7. | How many persons smoke in your household, you included: | |__||__| | ||||||||||||||||||||||||||
Question used in 1998 Health Survey for England (7):
| 1. | Have you ever smoked a cigarette, a cigar or a pipe? 1. yes 2. no |
|__| |
| 2. | Do you smoke cigarettes at all nowadays? 1. yes 2. no |
|__| |
| 3. | About how many cigarettes a day do you usually smoke on weekdays? | |__||__| |
| 4. | Do you mainly smoke 1. filter-tipped cigarettes 2. plain or untipped cigarettes 3. hand-rolled cigarettes |
|__| |
| 5. | Which brand of cigarettes do you usually smoke? | |__||__||__| |
| 6. | Have you ever smoked cigarettes? 1. yes 2. no |
|__| |
| 7. | Did you smoke cigarettes regularly, that is at least one cigarette a day, or did you
smoke them only occasionally? 1. smoked cigarettes regularly, at least 1 per day 2. smoked them only occasionally 3. spontaneous: never really smoked cigarettes, just tried them once or twice |
|__| |
| 8. | About how many cigarettes did you smoke in a day? | |__||__| |
| 9. | And for approximately how many years did you smoke cigarettes regularly? | |__||__| |
| 10. | How long ago did you stop smoking cigarettes? | |__||__| |
| 10a. | How many months ago was that? 1. Less than six months ago 2. Six months, but less than one year |
|__| |
| 11. | Did you use any nicotine products, such as nicotine patches, chewing gum, lozenges or
other similar products at all to help you give up? 1. yes 2. no |
|__|
|
| 12. | How old were you when you started to smoke cigarettes regularly? | |__||__| |
| 13. | Do you smoke cigars at all nowadays? 1. yes 2. no |
|__| |
| 14. | Do you smoke cigars regularly, that is at least one cigar a month, or do you smoke
them only occasionally? 1. Smoke at least one cigar a month 2. Smoke them only occasionally |
|__| |
| 15. | Do you smoke a pipe at all nowadays? 1. yes 2. no |
|__| |
| 16. | Now, in most weeks, how many hours a week are you exposed to other people's tobacco smoke? | |__||__| |
Following coding instructions are given:
Question 2. If Question 1 = "Yes" then ask this question.
Question 3. If Question 2 = "Yes" then ask this question. If less than one a day, enter 0. If range given and can't estimate, enter mid point. If respondent smokes roll ups and cannot give number of cigarettes, code 97.
Question 5. If Question 4 = "filter-tipped cigarettes" or "plain" or "untipped cigarettes" then ask this question. Assign 2-digit code from coding card C. If not on list, code as 997.
Question 6. If Question 2 = "No" then ask this question.
Question 7. If Question 6 = "Yes" then ask this question.
Question 8. If Question 7 = "Smoked cigarettes regularly" then ask this question. If less than one a day, enter 0. If range given and can't estimate, enter mid point. If respondent smokes roll ups and cannot give number of cigarettes, code 97.
Question 9. If less than one year, code 0.
Question 10. If Question 7 = "Smoked cigarettes regularly" or "smoked them only occasionally" then ask this question. If less than one year age, code 0. If Question 10 = 0 then ask Question 10a.
Question 11. If Question 10 <> Empty and Question 10 < 2 then ask this question. If respondent has given up more than once, ask about most recent occasion.
Question 12. If Question 2 = "Yes" or Question 7 = "Smoked cigarettes regularly" then ask this question. If never smoked regularly code 97.
Question 14. If Question 13 = "Yes" then ask this question.
Question 15. If Sex = "Male" than ask this question.
Question 16. If Age of respondent is 13 years or over then ask this question.
Additional to these questions there is a group of questions asked only from female. These questions ask about the smoking during the pregnancy. Also from all smokers the brand of the cigarettes they smoked were asked.
The following smoking questionnaire was used in NHANES III during the interview at subject home (8):
| 1. | Have you smoked at least 100 cigarettes during your entire life? 1. yes 2. no |
|__| |
| 2. | How old were you when you first started smoking cigarettes fairly regularly? __ age |
|__||__||__| |
| 3. | Do you smoke cigarettes now? 1. yes 2. no |
|__| |
| 4. | About how many cigarettes do you smoke per day? __ number |
|__||__||__| |
| 5. | For approximately how many years have you smoked this amount? __ years |
|__||__| |
| 6. | Was there ever a period of a year or more when you smoked more than 2 packs of
cigarettes per day? 1. yes 2. no |
|__||__| |
| 7. | During the period when you were smoking the most, about how many cigarettes per day
did you usually smoke? __ number |
|__||__||__| |
| 8. | For how many years did you smoke that amount? __ years |
|__||__| |
| 9. | Have you ever quit smoking for a period of one year or longer? 1. yes 2. no |
|__| |
| 10. | Since you first started smoking: how many years altogether have you stayed off
cigarettes? __ years |
|__||__| |
| 11. | About how old were you when you last smoked cigarettes fairly regularly? __ age |
|__||__| |
| 12. | About how many cigarettes per day did you usually smoke at that time? __ number |
|__||__||__| |
| 13. | Did you quit smoking because you had a health problem that was caused or made worse by
smoking? 1. yes 2. no |
|__| |
| 14. | Have you ever smoked at least 20 cigars in your entire life? 1. yes 2. no |
|__| |
| 15. | Do you now smoke cigars? 1. yes 2. no |
|__| |
| 16. | How many cigars do you smoke per day? __ number |
|__||__||__| |
| 17. | Have you ever smoked at least 20 pipefuls of tobacco in your entire life? 1. yes 2. no |
|__| |
| 18. | Do you now smoke a pipe? 1. yes 2. no |
|__| |
| 19. | How many pipefuls of tobacco do you smoke per day? __ pipefuls |
|__||__||__| |
Following coding instructions were given:
Question 1. If No go to question about non-smoked tobacco use (Have you ever used chewing tobacco or snuff?)
Question 2. This can be difficult to answer since it depends on the SP's interpretation of 'fairly regularly'. We want to know the SP's age when smoking became routine or became an established habit for them rather than the time when they may have first experimented with cigarettes. Record the respondent's best estimate. Enter code 000 if never smoked regularly.
Question 3. By 'now' we mean the current month or so and not necessarily whether the SP has had a cigarette today. Even the use of a very small number of cigarettes at the present time would qualify as a 'Yes' response. Enter code 1 (Yes) for respondents who indicate they have stopped smoking temporarily, for example, due to illness, but expect to begin again.
Question 4. We are interested in the current 'usual' habit, the average number smoked on a typical day. Enter a number in the first field and the appropriate code to indicate whether the answer reflects cigarettes or packs. If the SP's answer is 'it varies', probe for a more specific answer. If after probing the answer is still 'varies' enter '666'. This should only be done for those whose habit is so irregular and variable that no 'average' value can accurately reflect the SP's habit.
Question 5. Record the total duration of the amount of cigarettes specified in Question 4. We are interested in total years of smoking rather than the length of any one period of smoking.
Question 7. An approximate number is acceptable here. Enter a number in the first field and the appropriate code to indicate cigarettes per day/packs per day. Enter code 666 (varies) only after probing and only for those whose habit is so irregular and variable that no 'average' value can accurately reflect the SP's peak habit.
Question 8. The phrase 'that amount' refers to the amount smoked in Question 7. See specifications for Question 5.
Question 9. By 'one year or longer' we mean at least one year continuously off cigarettes.
Question 10. Count all of the time of cigarettes, summing up not only the long intervals of six months or more but the shorter intervals as well.
Question 11. We are looking for the point in time when the person generally quit, even if s/he had a couple of cigarettes after that point.
Question 12. See Question 4 for general guidelines. We want the person's main pattern prior to quitting. Ignore very brief aberrations in their usual habit due to their efforts to quit.
Question 13. The major distinctions important to make are whether the person had a medical problem that caused or was made worse by smoking and inspired him/her to quit, e.g. a cough, an allergy, a heart attack, ect., or whether they were influenced or motivated by other factors. If the SP quit because of an existing health problem, enter code 1 (Yes) but if s/he did not quit because of a health problem, enter code 2 (No).
Question 15. By 'now' we mean the current month or so and not necessarily whether the SP has had a cigar today. Even the use of a very small number of cigars at the present time would qualify as a code 1 (yes). Enter code 1 (yes) for respondents who indicate they have stopped smoking temporarily, for example, due to illness, but expect to begin again.
Question 16. We want the current 'usual' habit, the average number smoked on a typical day.
Question 17-19. See specifications for Questions 14-16.
FINBALT (9) is a collaborative study for monitoring health behavior and related factors in Estonia, Finland, Latvia and Lithuania.
FINBALT questions for smoking in their next surveys are:
| 1. | Do you or any family members smoker at home? 1. No, nobody smokes 2. Yes, somebody smokes |
|__| |
| 2. | How many hours a day do you spend at your workplace where somebody
smokes? 1. more than 5 hours 2. between 1 and 5 hours 3. less than one hour a day 4. almost never 5. I do not work outside the home |
|__| |
| 3. | Have you ever smoked in your life? 1. no 2. yes |
|__| |
| 4. | Have you ever smoked at least 100 cigarettes, cigars or pipefuls in your
lifetime? 1. no (end smoking questionnaire) 2. yes |
|__| |
| 5. | Have you ever smoked daily (=almost every day for at least one year)? If
so, how many years altogether? 1. no 2. yes, I have smoked daily for a total of |__||__| years |
|__| |
| 6. | Do you smoke at the present time (cigarettes, cigars, pipe?) 1. yes, daily 2. occasionally 3. not at all |
|__| |
| 7. | When did you last smoke? If you smoke currently, please circle
alternative 1. 1. yesterday or today 2. 2 days - 1 month ago 3. 1 month - half a year ago 4. half a year to one year ago 5. 1-5 years ago 6. 5-10 years ago 7. more than ten years ago |
|__| |
| 8. | How much do you smoke, or did you smoke before you stopped, on average
per day? Please give an answer to each item. manufactured cigarettes ______ cigarettes per day self-rolled cigarettes ______ cigarettes per day pipe _____ pipefuls a day cigars _____ cigars a day |
|__||__| |__||__| |__||__| |__||__| |
| 9. | Would you like to stop smoking? 1. no 2. yes 3. I an not sure 4. I do not smoke at present |
|__| |
| 10. | Have you ever tried seriously to stop smoking and been without smoking
for at least 24 hours? If so, when was the last time? 1. during the last month 2. a month to half a year ago 3. half a year to one year ago 4. more than one year ago 5. never |
|__| |
| 11. | Are you concerned about the harmful consequences that smoking can have on
your health? 1. very concerned 2. somewhat concerned 3. not much concerned 4. not at all concerned |
|__| |
| 12. | During the last year (12 months) have you been advised to stop smoking by
any of the following: 1= yes, 2=no; a doctor a dentist other health care personnel a family member others |
|__| |__| |__| |__| |__| |
The above questionnaire has been adopted by CINDI Programme to be used in the CINDI Health Monitor, an interview survey system in the CINDI countries (10).
For the needs of the WHO strategy of Health for All, the European Office of WHO has a project on international harmonization of methods and instruments for health interview surveys (EUROHIS). The EUROHIS questions for smoking are (11):
| 1. | Do you smoke? Yes, daily Yes, occasionally (go to question 3) No (go to question 4) |
|__| |
| 2. | How many cigarettes do you usually smoke on average each
day? Do not smoke cigarettes Fewer than 20 20 or more (heavy smoker) |
|__|__| |
| 3. | Compared with two years ago would you say you now have
reduced smoking? Yes (end) No (end) |
|__| |
| 4. | Have you ever smoked? Yes, daily Yes, occasionally No (end) |
|__| |
| 5. | How long ago did you stop smoking? Less than two years ago Two years ago or more |
|__| |
It is not known which studies have used this questionnaire or what the experience was.
The WHO recommendations were prepared by an international expert group and published in the WHO book 'Guidelines for controlling and monitoring the tobacco epidemic' (1). The recommended questions are:
| 1. | Have you ever smoked? 1 = Yes 2 = No If no, stop interview/questionnaire here. |
|__| |
| 2. | Have you ever smoked at least 100 cigarettes or the equivalent amount of tobacco in
your lifetime? 1 = Yes 2 = No |
|__| |
| 3. | Have you ever smoked daily? 1 = Yes 2 = No |
|__| |
| 4. | Do you now smoke 1 = daily 2 = occasionally 3 = not at all? |
|__| |
| 5. | On average, what number of the following items do/did you smoke per day? Manufactured cigarettes Hand-rolled cigarettes Bidis Pipefuls of tobacco Cigars/cheroots/cigarillos Goza/hookah |
|__||__||__| |__||__||__| |__||__||__| |__||__||__| |__||__||__| |__||__||__| |
| 6. | How many years have you smoked/did you smoke daily? (To be asked only of ever-daily smokers.) |
|__||__||__| |
| 7. | How long has it been since you last smoked daily? (To be asked only of ex-daily smokers.) 1 = Less than one month 2 = One month or longer but less than six months 3 = Six months or longer but less than one year 4 = One year or longer but less than five years 5 = Five years or longer but less than 10 years 6 = 10 years or longer |
|__| |
There are following clarifications and instructions are provided for coding and for modifying the above questions, respectively:
Question 1. Those who have smoked very few (even one) cigarette(s) in their lifetime should still answer "yes" to this questions.
Question 2. Smoking 100 cigarettes is approximately the same as smoking one cigarette per day for three or four months, or occasional smoking for about one year.
Question 3. If desired, the qualification "for at least six months" could be added to preserve comparability with previous WHO definitions.
Question 4. This refers to current smoking status at the time of the survey.
Question 5. This list of items should be adapted to suit local tobacco use patterns. Some of these items may not be used and therefore should be excluded, but others not listed might be common and therefore should be included. If some items are smoked, but the average is less than one per day, use the number zero. For former daily smokers, the average should refer to the time when they were daily smokers.
Questions 6. and 7. The actual daily amount smoked should be recorded. Pre-coded categories such as 1-10 per day, 11-20 per day etc. should be avoided. This question should be asked only of ever daily smokers (i.e. those who answer "yes" to question 3 and/or who answer "daily" to question 4). Enter number of years. If less than one year, code as zero. Do not count time periods when the person was not smoking.
Question 7. This question should be asked only of ex-daily smokers (i.e. those who answer "yes" to question 3 and "occasional" or "not at all" to question 4). Enter number of years. If less than one month, code as zero. Do not count time periods when the person was not smoking. Respondents who have stopped smoking as recently as one day prior to the survey should still be classified as ex-smokers (with a duration of less than one month).
It is not known which studies have used this questionnaire or what the experience was.
7.2.9 Norwegian Age-40 Programme
The Norwegian Age-40 Programme questionnaire had questions in 15 areas of inquiry, starting with health history and ending with womens' health. Questions about smoking appeared in ninth position of this order.
| 1. | How many hours daily are you exposed to indoor smoke? (Enter 0 if not exposed) | |__||__| hrs | |||||||||||||||
| 2. | Do you smoke yourself
|
||||||||||||||||
| 3. | If you have previously been a daily smoker, how many years has it been since you stopped? | |__||__| years | |||||||||||||||
| 4. | If you have been or are now a daily smoker How many cigarettes did you or do you smoke daily? How old were you when you started smoking daily? How many years altogether have you been smoking daily? |
|__||__||__| Number of cigarettes |__||__| Age in years |__||__||__| Number of years |
|||||||||||||||
7.2.10 The Italian OEC Project
The questionnaire section on smoking followed sections dealing with demographic, socio-economic, and physical activity and preceded the section on awareness and treatment of hypertension.
| 1. | Do you now smoke cigarettes? 1. Yes, daily (complete section A) 2. No (complete section B) 3. Occasionally (less than one cigarette per day, complete section C) 4. Insufficient data |
|__| |
| Section A: For regular smokers | ||
|---|---|---|
| 2. | How many cigarettes on average do you smoke each day? | |__||__| |
| 3. | Do you inhale the smoke? | Yes No |
| 4. | Do you smoke filter cigarettes? | Yes No |
| 5. | What brand of cigarettes do you usually smoke? | |_________________| |
| 6. | How much of the tobacco section of your cigarette remains
when you throw it a way? 1. 0.5 cm 2. 1 cm 3. 2 cm 4. 3 cm |
|__| |
| 7. | What is the maximal number of cigarettes you smoked daily for at least a year? | |__||__| |
| 8. | At what age did you start smoking regularly? | |__||__| |
| 9. | For how long has it been at the current level? | |__||__| years |
| 10. | Do you want to quit smoking? | Yes No |
| 11. | Have you ever tried to quit smoking? If yes, for how long a period maximally have you not been smoking? |
Yes No |__||__| years |__||__| months |
| 12. | How many years in total have you abstained from smoking before you started again? Sum all periods | |__||__| years |
| Go to section D | ||
| Section B: Presently non smoker | ||
| 13. | Have you regularly smoked cigarettes in the past? 1. Yes (complete this section) 2. No (go to section D) |
|__| |
| 14. | What is the maximal number of cigarettes you smoked daily for at least a year? | |__||__| |
| 15. | At what age did you start smoking regularly? | |__||__| |
| 16. | In what year did you quit smoking regularly? | 19 |__||__| |
| 17. | If in 1998 specify: 1. less than 1 month ago 2. 1-6 months 3. 6-12 months 4. > 1 year |
|__| |
| 18. | Before you quit smoking regularly, did you periodically abstain from smoking? | Yes No |
| 19. | For how many years in total did you abstain from smoking? Sum partial periods | |__||__| years |
| Go to section D | ||
| Section C: For occasional smokers | ||
| 20. | For how many days per week do you smoke cigarettes? If less than 1 day per week, code 1 | |__| |
| 21. | On days when you smoke, how many cigarettes do you smoke on average? | |__||__| |
| 22. | Have you smoked cigarettes regularly in the past? 1. Yes (complete rest of this section= 2. No (go to section C2) |
|__| |
| 23. | What is the maximal number of cigarettes you smoked daily for at least a year? | |__||__| |
| 24. | At what age did you start smoking regularly? | |__||__| |
| 25. | In what year did you quit smoking regularly? | 19 |__||__| |
| 26. | If in 1998 specify: 1. less than 1 month ago 2. 1-6 months 3. 6-12 months 4. > 1 year |
|__| |
| 27. | Before you quit smoking regularly, did you abstain from smoking for some periods? | Yes No |
| 28. | For how many years in total did you abstain from smoking? Sum partial periods. | |__||__| years |
| Go to section D | ||
| Section C1: For occasional smokers with more than 28 cigarettes per week | ||
| 29. | Do you inhale the smoke? | Yes No |
| 30. | Do you smoke filter cigarettes? | Yes No |
| 31. | What brand of cigarettes do you usually smoke? | |_________________| |
| 32. | How much of the tobacco section of your cigarette remains
when you throw it a way? 1. 0.5 cm 2. 1 cm 3. 2 cm 4. 3 cm |
|__| |
| 33. | What is the maximal number of cigarettes you smoked daily for at least a year? | |__||__| |
| 34. | At what age did you start smoking regularly? | |__||__| |
| 35. | For how long has it been at the current level? | |__||__| years |
| 36. | Do you want to quit smoking? | Yes No |
| 37. | Had you quit smoking in the past? If yes, for how long a period maximally have you not been smoking? |
Yes No |__||__| years |__||__| months |
| 38. | How many years in total have you abstained from smoking before you started again? Sum all periods | |__||__| years |
| Go to section D | ||
| Section C2: For those who always smoked occasionally | ||
| 39. | Do you inhale the smoke? | Yes No |
| 40. | Do you smoke filter cigarettes? | Yes No |
| 41. | What brand of cigarettes do you usually smoke? | |_________________| |
| 42. | How much of the tobacco section of your cigarette remains
when you throw it a way? 1. 0.5 cm 2. 1 cm 3. 2 cm 4. 3 cm |
|__| |
| 43. | At what age did you start smoking regularly? | |__||__| |
| 44. | How many years in total have you abstained from smoking before you started again? Sum all periods | |__||__| years |
| Go to section D | ||
| Section D: For cigar or cigarillo smokers | ||
| 45. | Have you smoked cigars or cigarillos? 1. Yes, regularly at the moment 2. No, never (go to section E) 3. Occasionally, les than one per day 4. Yes, only in the past (go to section E) 5. Insufficient data (go to section E) |
|__| |
| Section E: For pipe smokers | ||
| 46. | Have you smoked pipe? 1. Yes, regularly at the moment 2. No, never (go to section F) 3. Occasionally, less than one pipe per day 4. Yes, only in the past (go to section F) 5. Insufficient data (go to section F) |
|__| |
| 47. | How many grams of tobacco do you smoke per week? One pouch contains 50 g of tobacco | |__||__||__| |
| Section F: Passive smoking This section should only be completed for present non-smoker or occasional smokers |
||
| 48. | For how many hours per day are you on average exposed to
second hand smoke in closed space? (99 for insufficient data) |
|__||__| hrs exposed to passive smoking |
Biochemical markers like thiocyanate, cotinine and expired air carbon monoxide can be used to validate smoking data collected by questionnaires. Markers can also be used to indicate smoking status or exposure to environmental tobacco smoke.
When assessing the reported smoking status by biochemical markers one has to consider the time between filling in questionnaire and sample collection for biochemical validation. If a person fills in the questionnaire at home a few weeks before coming to the clinical examination were a blood/saliva/urine sample is collected he/she may have stopped or started smoking during that time. Also, the exposure to environmental tobacco smoke has to be assessed and taken into account when analysing the results.
Biochemical markers alone can be used as indicators for smoking status.
Exposure to the environmental tobacco smoke may depend on several factors, including the number of smokers in an enclosed area, the size and nature of the area, and the degree of ventilation. The development of new biochemical methods enables one to obtain measurements of exposure to environmental tobacco smoke by determining the uptake of specific agents in body fluids and calculating the risk relative to that of the exposure of active smokers. The uptake of individual agents from environmental tobacco smoke can be determined by biochemical measures that have been developed for assessment of active smoking behavior, as long as these measures are sensitive and specific enough for quantifying exposure to such agents by nonsmokers.
In this chapter we will briefly describe three biochemical markers: thiocyanate, cotinine and expired air carbon monoxide. Also, the use of biochemical markers in different studies will be discussed.
Thiocyanate is the chief metabolite of hydrogen cyanite, which occurs tobacco smoke, and can be used as a marker for smoking status. Thiocyanate can be measured in blood, saliva or urine (12). The major problem with thiocyanate is that it is not specific to tobacco smoking. Its advantage is longer half life than in cotinine or carbon monoxide.
The most commonly used cutoff point for blood serum/plasma thiocyanate level for current smoking is 100 µmol/l. Depending on the study, this cutoff point yields specificity of 75%-100% and sensitivity of 76%-99%. In these studies the error rate varies from 9% up to 36%. In most studies the error rate was below 30%. (13, 14)
Cotinine is the principal metabolite of nicotine and has a half-life of about 17 hours (15). It can be measured either in saliva (16), blood (17), urine (18) or hair (19). Cotinine is very specific and sensitive, but expensive to measure (20). However, in many countries the use of nicotine replacement therapy may cause problems, because it also increases cotinine.
There is no commonly agreed cutoff point for cotinine level in current smokers. In published studies the cutoff points range from 3ng/ml up to 50 ng/ml. The sensitivity of the cotinine ranges between 87%-99% and the specificity between 79%-100%. In these studies the error rate varies from 7% up to 22%. In most studies the error rate was below 20%. (12, 13, 15, 21)
Exhaled carbon monoxide (CO) measurement is cheap and gives an instant readout, but CO has a comparatively short half-life, shows diurnal variation in smokers and is confounded to some extent by environmental or occupational exposure (12).
A commonly used cutoff point for expired air CO for current smokers is 9 ppm. The sensitivity varied between 88%-100% and specificity form 84% up to 99%. The error rate in these studies was between 3%-23%. In most studies the error rate was below 20%. (12, 13)
WHO MONICA Project
In the WHO MONICA Project it was recommended that smoking questionnaire data should be validated using expired air carbon monoxide, serum cotinine or serum thiocyanate for all (100%) subjects. If the centre is not able to do validation for all subject it should do it for at least 10% of subject, irrespective of their smoking history (3). In the initial MONICA survey, thiocyanate was measured by most centres (22). However, after it was found that there was a very large variation in the distribution of thiocyanate between the non-smoking populations, the usefulness of thiocyanate was questioned (unpublished result). As a consequence, only few centres measured thiocyanate in the final survey. Serum cotinine and expired air carbon monoxide were recommended for the middle and final survey, but they were measured in very few centres only (22).
MONICA did not use biochemical markers to assess the exposure to environmental tobacco smoke.
UK National Health Survey
In the UK National Health Survey saliva cotinine was used to assess the smoking status (7).
Cigarette smoking prevalence is measured in two ways in the Health Survey for England. Informants are asked directly whether they smoke cigarettes nowadays, and cotinine levels in saliva are measured for those providing a saliva sample at the nurse interview. A saliva cotinine level of ³15 ng/ml is taken as an indication that the informant currently smokes (those who use other nicotine products are excluded). (7)
In women the cotinine based estimates of prevalence of smoking were the same as prevalence based on questionnaire, but in men cotinine estimates were 4% higher than questionnaire based estimates. This difference can be explained by cigar and pipe smoking. (7) The UK Health Survey smoking questionnaire does not ask about the current cigar or pipe smoking (see section 7.2.4).
NHANES III
In NHANES III a biochemical determination of tobacco exposure was used to assess both passive smoking and tobacco use through measurement of blood cotinine levels from specimens obtained by venipuncture in the Mobile Examination Centre from examinees aged 4 years and over. Cotinine was detected using an isotope dilution, liquid chromatography, tandem mass spectrometry method developed by the National Center for Environmental Health, CDC, which conducted the analyses. This was a newly developed method designed to detect levels as low as 0.030 nanograms per milliliter.
Other surveys
No information about biochemical markers for exposure to tobacco smoke were found for Risk factor monitoring in the Netherlands and Risk factor monitoring in Germany.
WHO MONICA Project
The detailed description about the availability and quality of smoking questions in MONICA is given in the Quality Assessment of Data on Smoking Behavior in the WHO MONICA Project (22).
In the final survey, 33% of the centres included in their questionnaires at least 10 out of 13 questions identical to the MONICA format. Although many centres had changed their questions for the final survey according to the MONICA model, there were still deviations between MONICA question and questions used locally. Most common deviations were:
The WHO recommends several prevalence figures that can be used when reporting the smoking results (1). Prevalence of smokers is the percentage of smokers among "smokers + non-smokers". Prevalence of daily smokers is percentage of daily smokers among "daily smokers + plus occasional smokers + non-smokers". Prevalence of ex-smokers is percentage of ex-smokers among "ever smokers + never-smokers". Prevalence of cessation, also know as quit rate, is percentage of ex-smokers among "ever daily smokers".
WHO MONICA Project
In the WHO MONICA Project the most commonly used indicators for smoking are prevalence of daily cigarette smoking, and prevalence of ex-smokers. The daily cigarette smoker is a person who reported smoking cigarettes regularly at the time of the survey. The ex-smoker is a person who reported having smoked cigarettes regularly in the past but was not a current smoker at the time of the survey. (23, 24)
Risk factor monitoring in the Netherlands
In the Monitoring Project on Cardiovascular Disease Risk Factors and the MORGEN-project the percentage of smokers, ex-smokers and never-smokers were reported as well as average number of cigarettes smoked by smokeres (5).
Risk factor monitoring in Germany
The German Federal Health Survey 1998 reported the prevalence of never-smoker, ex-smokers, and smokers (unknown whether this includes daily and occasional smokers). In addition, the average cigarette consumption per daily-smoker and the percentage of smokers who had started smoking at age 20 or earlier. All data are reported by sex and age group. (25)
UK National Health Surveys
In the UK National Health Survey several indicators are used to report smoking prevalence in the population. From self-reported data the following indicators are derived (7): current cigarette smoker, ex-regular cigarette smoker and never regular cigarette smoker. Also the average number of cigarettes smoked per day by smokers is reported.
NHANES III
In NHANES III the prevalence of current cigarette smokers was used for reporting of smoking data. The self-reported smoking status was validated by serum cotinine levels (cutpoint > 13 mg/ml). (26)
All of the reviewed questionnaires ask about the person's current and past smoking status, but there are differences in the structure, the order, and the wording of the questions. Surveys collected a variable amount of other related information, such as amount of smoking, brand of cigarettes and exposure to environmental tobacco smoke.
Prevalence of daily smoking is probably the most important indicator that all surveys intend to measure. In this respect the questionnaires fell into two categories. In one category were those which focused primarily on cigarette smoking, and took pipe and cigar smoking separately at the end of the questionnaire (MONICA, Netherlands, UK, NHANES). In the other category were the questionnaires which measured directly any type of smoking, and possibly asked about the different forms of smoking at the end of the questionnaire (FINBALT, EUROHIS, WHO). The focus on cigarette smoking in many of the questionnaires presumably comes from the fact that it is by far the most common form of smoking in Europe, and in many countries practically the only form of smoking. However, all forms of smoking carry a similar risk. In some countries pipe and cigar smoking are common. Furthermore, as a result of intensive antismoking activities, some cigarette smokers tend to switch to cigar or pipe smoking. This justifies the general smoking approach in the relatively new FINBALT and WHO questionnaires for international use. All of the questionnaires also provided information on ex-daily smoking, but many collected this information for cigarette smoking only.
Very little has been published about the validation of the different questionnaires, although biochemical validation of self-reported smoking status was part of many studies. The quality assessment of the data on smoking behavior in the MONICA Project is largely based on assessment of the data, without knowing the true smoking status of the participants.
The importance, or even the usefulness of biochemical markers of smoking in population surveys is not obvious. The problem with thiocyanate and carbon monoxide is their non-specificity. Therefore, more literature exists about the validation of these markers as indicators of smoking than about the validation of questionnaire data using these biomarkers. Cotinine is very specific and sensitive to smoking or use of other nicotine containing products, such as nicotine replacement therapy or smokeless tobacco. If cheaper techniques for its measurement will be developed, it may be an important indicator of exposure to environmental tobacco smoke in the future, because the measurement of environmental tobacco smoke using only a questionnaire is not easy.
References